(Touchstone Books,
2000)
The self-deification of mankind, to which Marxism gave
philosophical expression, has ended in the same way as all such attempts,
whether individual or collective: it has revealed itself as the farcical aspect
of human bondage.
---Leszek Kolakowski
October 1990
Dear Ralph,[1]
It has been over a decade since this silence as durable as an
iron curtain descended between us. In these circumstances, I have had to depend
on others to learn how you regard me these days: How, at a recent social
gathering, you referred to me as “one of the two tragedies of the New Left” (the
other being a former Brecht scholar who now publishes guides to the nude beaches
of America); how my apostasy has inflicted an emotional wound, as though in
changing my political views and leaving the Left I had personally betrayed you.
I understand this. How could it be otherwise for people like us,
for whom politics (despite our claim to be social realists) was less a matter of
practical decisions than moral choices? We were partisans of a cause that
confirmed our humanity, even as it denied humanity to those who opposed us. To
leave such ranks was not a simple matter, like abandoning a misconception or
admitting a mistake. It was more like accusing one’s comrades. Like condemning a
life.
Our choice of politics was never a matter of partial
commitments. To choose the Left was to define a way of being in the world. (For
us, the personal was always political). It was choosing a future in which human
beings would finally live as they were meant to live: no longer self-alienated and divided, but equal,
harmonious and whole.
Grandiose as this project was, it was not something we had
invented, but the inspiration for a movement that was coterminous with modernity
itself. As you had taught me, the Left was launched at the time of the French
Revolution by Gracchus Babeuf and the Conspiracy of the Equals. In Marx’s own
words: “The revolutionary movement, which began in 1789,...and which temporarily
succumbed in the Conspiracy of Babeuf, gave rise to the communist idea,...This
idea,...constitutes the principle of the modern world.”[2] With a terrible
simplicity the Babouvists pledged themselves to “equality or death,” swiftly
finding the latter -- in a prophetic irony -- on the Revolution’s own busy
guillotine.
The victorious radicals had proclaimed a theology of Reason in
which equality of condition was the natural and true order of creation. In their
Genesis, the loss of equality was the ultimate source of mankind’s suffering and
evil, just as the arrogant pride of the primal couple had provoked their Fall in
the religious myths now discarded. The ownership of private property became a
secular version of original sin. Through property, society re-imposed on every
generation of human innocence the travails of inequality and injustice.
Redemption from worldly suffering was possible only through the Revolution that
would abolish property and open the gates to the socialist Eden -- to Paradise
regained.
The ideas embodied in this theology of liberation became the
inspiration for the new political Left, and have remained so ever since. It was
half a century later that Marx first articulated the idea of a historical
redemption, in the way that became resonant for us:
Communism is the positive abolition of private property, of human self-alienation, and thus the real appropriation of human nature through and for man. It is therefore the return of man himself as a social, i.e., really human, being...[3]
This was our revolutionary vision. By a historical coup we would
create the conditions for a return to the state of true humanity whose
realization had been blocked by the alienating hierarchies of private property.
All the unjust institutions of class
history that had distorted, divided, and oppressed mankind would be abolished
and human innocence reborn. In the service of this cause, no burden seemed too
onerous, no sacrifice too great. We were the Christopher Columbuses of the human
future, the avatars of a new world struggling to emerge from the womb of the
old. How could I divorce myself from a mission like this without betraying those
whom I had left behind?
Without betraying you, my political mentor and closest
comrade. We had met in London at the beginning of the Sixties and you quickly
became my guide through the moral wilderness created by the disintegration of
the Old Left. I was the scion of Communists, troubled by the crimes the
“Khrushchev Report” had recently unveiled; you had distanced yourself from
official Communism, becoming a charter member of the New Left in the spring of
1956. Even as the unmarked graves of Stalin’s victims were re-opened and their
wounds bled afresh, the New Left raised its collective voice to proclaim the
continuing truth of its humanitarian dream. Stalinism had died, not socialism.
In the moral and political confusion of those years, it was you more than anyone
else who helped to restore my radical faith.
To be sure I was a willing disciple. To abandon the historic
project of the Left required a moral stoicism that I lacked. No matter how great
the enormities perpetrated in the name of socialism, no matter how terrible the
miseries inflicted, the prospect of a world without this idea, and its promise
of justice, was unthinkable to me. To turn one’s back on socialism would not be
like abandoning a misconception or admitting a mistake. It would be like turning
one’s back on humanity. Like betraying myself.
And so I, too, refused to give up on this idea that inspired and
ennobled us. I joined you and the pioneers of a New Left who had condemned
Stalinism and its brutal past and pledged to keep the faith.
We did not ask ourselves then, however, a question that seemed
unavoidable to me later: What was the meaning of this refusal to admit our
defeat? For thirty years, with only a minority in dissent, the best, most vital
and compassionate minds of the Left had hailed the flowering of the progressive
state in Soviet Russia. They had made the defense of Soviet “achievements” the
sine qua non of what it was to be
socially conscious and morally correct. Now the Kremlin itself had acknowledged
the monstrous “mistakes” of the progressive experiment, confirming the most
damning accusations of its political adversaries. In the face of such epic
criminality and collusion, what was the urgency of our renewed dedication to the
goals that had proved so destructive in the first place? Why were the voices of
our enemies not more worthy of a hearing in the hour that seemed to vindicate
them so completely? Why were we so eager to hurry past the lessons they urged on
us, in order to resume our combat again?
Our radical generation was hardly the first (and not the last)
to repent in such careless haste. The cycle of guilt was integral, in fact, to
the progress of the Left. It had begun with the radical birth in Eighteenth
Century Paris -- that dawn of human Fraternity and Reason, which also devolved
into fratricidal terror and imperial ambition. How had the redemptive illusions
that inspired the Left been so relentlessly renewed in radical generation after
generation, despite the inexorable rebuke of human tragedy that attended each of
its triumphs? How had the Left negotiated these rebirths?
In the interlude following Stalin’s death, when our generation
was reviving its political commitments and creating the New Left, we did not
stop to ask ourselves such questions. We were all too busy being born. But two
decades later, when I had reached the end of my radical journey and had my
second thoughts, I was able at last to see how our own modest histories provided
the text of an answer.
Meanwhile, you have no such second thoughts. Even as I write,
you and your comrades are engaged in yet another defiant resurrection -- the
birth of a new generation of the Left, as eager to believe in the fantasy of a
new world as we were then. In this annus
mirabilus of Communist collapse, when the socialist idea is being repudiated
throughout the whole expanse of the Soviet empire by the very masses it claimed
to liberate, you and your comrades are still finding ways to deny what has
happened.
For you and the prophets of the next Left, the socialist idea is
still capable of an immaculate birth from the bloody conception of the socialist
state. You seek to evade these lessons of the revolutionary present by writing
the phrase “actually existing socialism” across its pages, thus distinguishing
the socialism of your faith from the socialism that has failed. The historic
bankruptcy of the planned societies created by Marxist dictators, a human
catastrophe extending across nearly three quarters of a century and encompassing
hundreds of millions of ruined lives, will not be entered in the balance sheet
of the Left. This would require of you and your comrades an accounting and an
agonizing self-appraisal. You prefer, instead, to regard the bankruptcy as
someone else’s.
There is nothing new in this shell game. It is the same
operation we ourselves performed after 1956, when our slogan was: Stalinism is
dead, long live socialism. Today you see the demonstrations for democracy
bringing an end to Communist history and you are certain that this has no
relevance to the ideas that inspired that history in the first place. Here is
your most recent defense of the past:
Communist regimes, with the notable exception of Yugoslavia
after 1948, never made any serious attempt, or indeed any attempt at all, to
break the authoritarian mould by which they had been cast at their birth.
Conservative ideologists have a simple explanation of this immobility: its roots
are to be found in Marxism. In fact, Marxism has nothing to do with it.[4]
“Actually existing Marxism” is dead, long live Marxism. This is
the political formula of the Left -- of your Left -- today. Veterans of past
ideological wars, like yourself, will be crucial in selling this hope to a new
generation. The moral weight of this future will be on your shoulders. In
reading your words, I could not help thinking how thirty years ago there was an
individual who provided the same hope for you, and who since then has become the
intellectual model for my own second thoughts. Perhaps you are tempted to bury
this connection. For there were not two, but three New Left apostasies that
touched you directly, and of these, the defection of Leszek Kolakowski was by
far the most painful.[5]
A philosopher of exceptional brilliance and moral courage,
Kolakowski had been the intellectual leader of our political generation. Even
the titles of his writings --“Responsibility and History,” “Towards a Marxist
Humanism”-- read like stages of our radical rebirth. By 1968 those stages had
come to an abrupt conclusion. When the Czechs’ attempt to provide Communism with
a human face was crushed by Soviet tanks, Kolakowski abandoned the ranks of the
Left. He did more. He fled -- unapologetically -- to the freedoms of the West,
implicitly affirming by his actions that the Cold War did indeed mark a great
divide in human affairs, and that the Left had chosen the wrong side.
Kolakowski’s
apostasy was challenged by Edward Thompson, then the foremost English New
Leftist, in a 100-page “Open Letter” which you published in The Socialist Register 1973. Written in the form of a plea to
Kolakowski to return to the radical fold, the Letter began by paying homage to
the example he had set for us all seventeen years before, and which Thompson now
claimed as a “debt of solidarity”:
What we dissident Communists [of
’56] did in Britain...was to refuse to enter the well-worn paths of apostasy. I
can think of not one who took on the accepted role, in liberal capitalist
society, of Public Confessor and Renegade. No-one ran to the press with his
revelations about Communist “conspiracy” and no-one wrote elegant essays, in the
organs published by the Congress for Cultural Freedom, complaining that God had
failed....We refused to disavow “Communism” because Communism was a complex noun
which included Leszek Kolakowski.
Here Thompson put his finger on a central reflex of the New Left
revival: our refusal to break ranks with our comrades and join the camp of our
Cold War opponents; in short, our ability to repudiate the catastrophic outcome
of a generation of radical effort without abandoning the radical cause. Not even
the crimes of Stalin could break the chain of our loyalties to the revolt
against bourgeois society that had been launched at its inception by the
Conspiracy of the Equals.
Because Communism was a “complex noun” which included
Kolakowski, we were able to preserve our allegiances to an Idea that still
included Communism, if only as a deformed precursor of the future to which we
all aspired. Because Communism was a complex noun we refused to concede that
Marxism or Socialism---integral elements of the Communist Idea---were themselves
condemned by the Stalinist nightmare. Kolakowski provided the bridge across
which New Leftists could march in a popular front with Communists to carry on a
struggle that they had begun nobly, but soon distorted and then tragically
perverted. Because Kolakowski was himself a complex noun, having spoken out for
intellectual honesty and humanist values while he remained a Communist, we could
do this without giving up our critical distance or self-respect.
Kolakowski, of course, was not alone. A generation of
Kolakowskis had appeared after ’56 to incite and inspire us. When you and I met
in London in 1963, it occurred to me that if someone as morally serious and
intellectually dedicated as you could still devote himself to Marxism and the
cause of the Left---despite Stalinism and all that it had engendered---it was
possible for me to do so too.
There was one question that Thompson had failed to ask, however,
which occurred to me only later: When had Communism not been a complex noun that included
individuals like Kolakowski (and you)? Even in the most grotesque night of the
Stalinist abyss, the Communist movement had included the complexity of
intellects as subtle and independent as Trotsky and Lukacs, Varga and Gramsci,
not to mention the fellow-traveling chorus of “progressive” intellectuals who
defended Stalinism while proclaiming their humanism from the privileged
sanctuaries of the democratic West. Didn’t this say something about the futility
of such complexity, or its practical irrelevance?
In our minds,
of course, the true complexity of the Communist noun went beyond individuals to
encompass the nature of reality itself. It was the Hegelian complexity that the
idea of the future introduced into the present, that ultimately made us so
willing to discount the evils of Stalinist rule. This complexity was a creation
of our Marxist perspective, which decreed a divorce between appearance and
reality, between present reality and the future to come. Between class history
ruled by impersonal forces and revolutionary history ruled by reason, and guided
by the precepts of social justice. This vision of the future was the heart of
our radical illusion. We had rejected the crude determinism of our Stalinist
precursors, but our confidence in the outcome of the historical process allowed
us to put our talents on the Communist side of the global conflict, even though
“really existing Communism” was an offense to the spirit of the socialism we
believed in. In his “Open Letter” Thompson explained the paradox by which we
gave our allegiance to an intellectual abstraction and wound up acting as
partisans of a reality we disdained:
...In general, our allegiance to Communism was political: it
arose from inexorable choices in a partisan world in which neutrality seemed
impossible....But our intellectual allegiance was to Marxism....Thus there is a
sense in which, even before 1956, our solidarity was given not to Communist
states in their existence, but in their potential---not for what they were but
for what---given a diminution in the Cold War---they might become.
Our solidarity was given to Communist states in their potential. New Leftists like us
refused to become anti-Communist cold warriors and offered “critical support” to
repulsive Communist regimes because we
believed they would change. It was the “humanist potential” of societies
with socialist foundations, not their totalitarian realities, that claimed our
allegiance. (By the same reasoning, we were unimpressed by the democratic
realities of the capitalist West, because private property rendered them
incapable of such liberation). We refused to join the attack on the Communist
camp in Cold War battles, no matter how morally justified, because we did not
want to aid those seeking to destroy the seeds of the future the Left had sown
in Soviet Russia. We were determined to defend what Trotsky had called “the
gains of October”-- the socialist edicts of the Bolshevik Revolution that had
abolished private property and paved the way for a better world. It was our
recognition of the epoch-making character of these “gains” that defined our
radical faith.
By 1973 Kolakowski had rejected this faith and the politics it
inspired. Thompson’s “Open Letter” was a refusal to accept the rejection. It was
an eloquent plea for the continuing vitality of the socialist future and for the
Left’s enduring mission as the carrier of historical optimism, the idea that
humanity could be master of its fate. It was, above all, a rebuke to the leader
who had once inspired but now spurned the radicals of ’56. “I feel,” wrote
Thompson, “when I turn over your pages a sense of injury and betrayal.”
Kolakowski no longer believed in Communism as a complex noun. He
no longer had faith in what he called the “secular eschatology” of the Left, the
political passion that sought to fuse “the essence of man with his existence,”
to assure that the timeless longings of humanity would be “fulfilled in
reality.”[6] We no longer
believed in the reality of the socialist Idea.
Kolakowski replied to Thompson in the 1974 edition of The Socialist Register, which I read in
America. Struggling, then, with my own doubts, I was drawn to his arguments
which seemed to promise an exit from the ideological cul de sac in which I had come to feel
trapped. In these passages he exposed the web of double standards that stifled
radical thought and transformed it into a self-confirming creed.
As you know, there is no hallmark of left-wing discourse so
familiar as the double standard. How many times had we been challenged by our
conservative opponents for the support (however “critical”) we gave to
totalitarian states where values we claimed to champion -- freedom and human
rights -- were absent, while we made ourselves enemies of the western
democracies where (however flawed) they were defended. In the seventy years
since the Bolshevik Revolution perhaps no other question had proved such an
obstacle to our efforts to win adherents to the socialist cause.
In his reply, Kolakowski drew attention to three forms of the
double standard that Thompson had employed and that were crucial to the
arguments of the Left. The first was the invocation of moral standards in
judging capitalist regimes on the one hand, while historical criteria were used
to evaluate their socialist counterparts on the other. As a result, capitalist
injustice was invariably condemned by the Left under an absolute standard,
whereas socialist injustice was routinely accommodated in accord with the
relative judgments of a historical perspective. Thus, repellent practices in the
socialist bloc were placed in their “proper context” and thereby “understood” as
the product of pre-existing social and political conditions -- i.e., as attempts
to cope with intractable legacies of a soon-to-be-discarded past.
Secondly, capitalist and socialist regimes were always assessed
under different assumptions about their futures. Capitalist regimes were judged
under the assumption that they could not meaningfully improve, while socialist
regimes were judged on the opposite assumption that they would. Repressions by conservatives like
Pinochet in Chile were never seen in the terms in which their apologists
justified them -- as necessary preludes to democratic restorations -- but
condemned instead as unmitigated evils. On the other hand, the far greater and
more durable repressions of revolutionary regimes like the one in Cuba, were
invariably minimized as precisely that -- necessary (and temporary) stages along
the path to a progressive future.
Finally, in left-wing arguments the negative aspects of existing
socialism were always attributed to capitalist influences (survival of the
elements of the old society, impact of anti-Communist “encirclement,” tyranny of
the world market, etc.), while the reverse possibility was never considered.
Thus Leftist histories ritualistically invoked Hitler to explain the rise of
Stalinism (the necessity of a draconian industrialization to meet the Nazi
threat) but never viewed Stalinism as a factor contributing to the rise of
Hitler. Yet, beginning with the socialist assault on bourgeois democracy and the
forced labor camps (which were a probable inspiration for Auschwitz) Stalinism
was a far more palpable influence in shaping German politics in the Thirties
than was Nazism in Soviet developments. The “Trotskyite conspiracy with the
Mikado and Hitler”---the cabal which the infamous show trials claimed to
expose---was a Stalinist myth; but the alliance that German Communists formed
with the Nazi Party to attack the Social Democrats and destroy the Weimar
Republic was an actual Stalinist plot. Without this alliance, the united parties
of the Left would have formed an formidable barrier to the Nazis’ electoral
triumph and Hitler might never have come to power.
The same double standard underlies the Left’s failure to
understand the Cold War that followed the allied victory. Leftist Cold War
histories refuse to concede that the anti-Communist policies of the Western
powers were a reasonable response to the threat they faced; instead, the threat
itself is viewed as a fantasy of anti-Communist paranoia. Soviet militarism and
imperialism, including the occupation of Eastern Europe, are dismissed as merely
reactive -- defensive responses to Western containment. But when the same
Western actions produce the opposite result -- Soviet withdrawal from Eastern
Europe and, with that, an end to the Cold War -- they are alleged to have had no
influence at all. In sum, positive developments in the Soviet bloc come from
within; negative developments are the consequences of counter-revolutionary
encirclement.
The double standards that inform the arguments of the Left are
really expressions of the Left’s false consciousness, the reflexes by which the
Left defends an identity rooted in its belief in the redemptive power of the
socialist idea. Of course the revolution
cannot be judged by the same standards as the counter-revolution: the first is a
project to create a truly human future, the latter only an attempt to preserve
an anti-human past. This is why, no matter how destructive its consequences
or how absolutely it fails, the revolution deserves our allegiance; why anti-Communism is always a far greater
evil than the Communism it opposes. Because revolutionary evil is only a birth
pang of the future, whereas the evil of counter-revolution lies in its desire to
strangle the birth.
It was this birth in which Kolakowski had finally ceased to
believe. The imagined future in whose name all actually existing revolutions had
been relieved of their failures and absolved of their sins, he had concluded,
was nothing more than a mistaken idea.
When Kolakowski’s reply to Thompson was printed in The Socialist Register 1974, you
prefaced its appearance with an editorial note describing it as a “tragic
document.” At the time, I was in the middle of my own political journey and this
judgment was like the first stone in the wall that had begun to separate us. For
I already had begun to realize just how much I agreed with everything Kolakowski
had written.
It is clear to me now, in retrospect, that this moment marked
the end of my intellectual life in the Left. It occurred during what for me had
been a period of unexpected and tragic events. In Vietnam, America had not
stayed the course of its imperial mission, as we had said it would, but under
pressure from our radical movement had quit the field of battle. Our theory had
assured us the capitalist state was controlled by the corporate interests of a
ruling class, but events had shown that the American government was responsive
to the desires of its ordinary citizens. Closer to home, a friend of mine named
Betty Van Patter had been murdered by a vanguard of the Left, while the powers
of the state that we had condemned as repressive had been so impotent in reality
as to be unable even to indict those responsible. These events -- for reasons I
need not review here -- confronted me with questions that I could not answer,
and in the process opened an area of my mind to thoughts that I would previously
have found unthinkable.
The shock of these recognitions dissolved the certainties that
previously blocked my political sight. For the first time in my political life,
I became inquisitive about what our opponents saw when they saw us. I began to
wonder what if. What if we had been
wrong in this or that instance, and if so, what if they had been right? I asked these
questions as a kind of experiment at first, but then with systematic
determination until they all seemed to be pushing towards a single concern: What
if socialism were not possible after all?
While I was engaged with these doubts, Kolakowski published Main Currents of Marxism[7] a comprehensive
history of Marxist thought, the world view we all had spent a lifetime
inhabiting. For three volumes and fifteen hundred pages Kolakowski analyzed the
entire corpus of this intellectual tradition. Then, having paid critical homage
to an argument which had dominated so much of humanity’s fate over the last
hundred years (and his own as well), he added a final epilogue which began with
these words: “Marxism has been the greatest fantasy of our century.” This struck
me as the most personally courageous judgment a man with Kolakowski’s history
could make.
By the time I read your review of Kolakowski’s book,[8] my own doubts had
taken me to the perimeter of Kolakowski’s position. Consequently, I approached
what you had written, in a mood of apprehension, even foreboding. For I already
knew that this would be our final encounter on my way out of the community of
the Left, the last intellectual challenge I would have to meet.
It was appropriate that the final terrain of battle should be
Marxism. Thompson had it right, our allegiance was to Marxism. Not to this particular
thesis or that doctrinal principle, but to the paradigm itself: politics as
civil war; history as a drama of social redemption.[9] If we remained in
the ranks of the Marxist Left, it was not because we failed to recognize the
harsh facts that Marxists had created, but because we did not want to betray the
vision that we shared with the creators.
And so the question that would irrevocably come to divide us was
not whether Marxists had committed this revolutionary crime, or whether that
revolutionary solution had veered off course; but whether the Marxist Idea
itself could be held accountable for the revolutions that had been perpetrated
in its name. In the end, it was ideas that made us what we were, that had given
us the power of perennial rebirth. Movements rose and fell, but the ideas that
generated them were immortal. And malleable as well. How easy it had proved in
1956 to discover humanitarian sentiments in Marx’s writings and thus distance
ourselves from Stalin’s crimes; how simple to append the qualifier “democratic”
to “socialist,” and thus escape responsibility for the bloody tyrannies that
socialists had created.
It was on this very point that Kolakowski had thrown down his
gauntlet, declaring that Marx’s ideas could not be rescued from the human ruins
they had created, that “the primordial intention” of Marx’s dream was itself
“not innocent.” History had shown, and analysis confirmed, that there was no
reason to expect that socialism could ever become real “except in the cruel form
of despotism.”[10] The idea of
socialism could not be freed from the taint incurred by its actual practice and
thus revitalized, as Thompson and the New Left proposed, because it was the idea
that had created the despotism in the first place. Marxism, as Kolakowski had
announced at the outset of his book, was a vision that “began in Promethean
humanism and culminated in the monstrous tyranny of Stalinism.”
You understood the gravity of the challenge. The claim that the
Promethean project of the Left led directly to the socialist debacle depended on
making two historical connections -- between Marxism and Leninism, and between
Leninism and Stalinism -- thus establishing the continuity of the radical fate.
You were contemptuous in your response:
To speak of Stalinism as following naturally and ineluctably
from Leninism is unwarranted. However, to speak of Stalinism as ‘one possible
interpretation of Marx’s doctrine’ is not only unwarranted but false.
A decade has passed since you wrote this. In the East it is the
era of glasnost; the silence of the
past is broken, the lies exposed. The Soviets themselves now acknowledge the
genesis of Stalinism in Lenin. Yet, even if you were still tempted to resist
this connection, it would not detain us. For it is the causal link between
Marxism and Stalinism that is the real issue, encompassing both.
Stalinism is not a
possible interpretation of Marx. What could you have been thinking to have
written this, to have blotted out so much of the world we know? Forget the
Soviet planners and managers who architected the Stalinist empire and found a
rationale in Marx’s texts for all their actions and social constructions,
including the Party dictatorship and the political police, the collectivization
and the terror, the show trials and the gulag. These, after all, were practical
men, accustomed to bending doctrine in the service of real world agendas.
Consider, instead, the movement intellectuals -- the complex nouns who managed
to be Marxists and Stalinists through
all the practical nightmares of the socialist epoch: Althusser and Brecht,
Lukacs and Gramsci, Bloch and Benjamin, Hobsbawm and Edward Thompson too. Subtle
Hegelians and social progressives, they were all promoters of the Stalinist
cancer, devoting their formidable intellects and supple talents to its
metastasizing terror. Were they illiterate to consider themselves Marxists and Stalinists? Or do you think they
were merely corrupt? And what of the tens of thousands of Party intellectuals
all over the world who were not so complex, among them Nobel-prize-winning
scientists and renowned cultural artists who saw no particular difficulty in
assimilating Stalin’s gulag to Marx’s utopia, socialist humanism to the
totalitarian state? In obliterating the reality of these intellectual servants
of socialist tyranny, you manifest a contempt for them as thinking human beings
far greater than that exhibited in the scorn of their most dedicated
anti-Communist critics.
Stalinism is not just a possible interpretation of Marxism. In
the annals of revolutionary movements it is without question the prevailing one.
Of all the interpretations of Marx’s doctrine since the Communist Manifesto, it is
overwhelmingly the one adhered to by the most progressives for the longest time.
Maoism, Castroism, Vietnamese Communism, the ideologies of the actually existing
Marxist states -- these Stalinisms
are the Marxisms that shaped the history of the epoch just past. This is the
truth that leftist intellectuals like you are determined to avoid: the record of
the real lives of real human beings, whose task is not just to interpret texts
but to move masses and govern them. When Marxism has been put into practice by
real historical actors, it has invariably taken a Stalinist form, producing the
worst tyrannies and oppressions that mankind has ever known. Is there a reason
for this? Given the weight of this history, you should ask rather: How could there not be?
What persuaded us to believe that socialism, having begun
everywhere so badly, should possess the power to reform itself into something
better? To be something other than it has been? To pass through the inferno of its Stalinist tragedies to
become the paradiso of our
imaginations?
For we did believe in such a transformation. We were confident
that the socialized foundations of Soviet society would eventually assert
themselves, producing a self-reform of the Soviet tyranny. This was our New Left
version of the faith we inherited. This refusal to accept history’s verdict made
socialism a reality still. In the Sixties, when the booming capitalist societies
of the West made radical prospects seem impossibly remote, we had a saying among
us that the first socialist revolution was going to take place in the Soviet
Union.
The lineage of these ideas could be traced back to our original
complex noun, Trotsky: the legend of the revolution who had defied Stalin’s
tyranny in the name of the revolution. While the Father of the Peoples
slaughtered millions in the 1930s, Trotsky waited in his Mexican exile for
Russia’s proletariat to rise up and restore the revolution to its rightful path.
But as the waves of the Opposition disappeared into the gulag, and this prospect became
impossibly remote, even Trotsky began to waver in his faith. By the eve of the
Second World War, Trotsky’s despair had grown to such insupportable dimensions,
that he made a final wager with himself. The conflict the world had just entered
would be a test for the socialist faith. If the great war did not lead to a new
revolution, socialists would be compelled, finally, to concede their defeat --
to admit that “the present USSR was the precursor of a new and universal system
of exploitation,” and that the socialist program had “petered out as a
Utopia.”[11] Trotsky did not
survive to see the Cold War and the unraveling of his Marxist dreams. In 1940,
his dilemma was resolved when one of Stalin’s agents gained entrance to the
fortress of his exile in Mexico, and buried an ice pick in his head.
But the fantasy survived. In 1953 Stalin died and a new Left
generation convinced itself that the long awaited metamorphosis was at last
taking place. With Stalin’s death came the Khrushchev thaw, the famous speech
lifting the veil on the bloody past, and a relaxation of the Stalinist terror.
To those on the Left who had refused to give up, these were signs that the
totalitarian caterpillar, having lodged itself in the cocoon of a backward
empire, was about to become the socialist butterfly of which they had dreamed.
We had our own complex noun to explain the transformation. Our
mutual friend, Isaac Deutscher, had emerged from the pre-war battles over
Trotskyism to become the foremost interpreter of the Russian Revolution to our
radical generation. What made Deutscher’s analysis so crucial to the
self-understanding behind our revival was that he recognized the fact that
Stalinism, in all its repugnance, was Marxist reality and had to be accepted as
such. You, too, accepted this then, though it has become convenient for you to
deny it now, just as you embraced the Leninist version of Marx’s doctrine as the
only socialist outlook that had actually produced a revolution. There were
social democrat Marxists, of course, who opposed Lenin and Stalin from the
beginning. But you dismissed them as sentimentalists --“socialists of the
hearth” you called them -- reformers who were content to tinker with capitalism
and lacked the fortitude to make a revolution.
Deutscher began with the reality that was given to us: the fact
of Stalinism, as it had taken root in the Empire of the Czars. But instead of
despairing like his mentor Trotsky, Deutscher began to explain why Stalinism, in
spite of itself, was being transformed into socialism. In Trotsky’s own theories
Deutscher had found an answer to Trotsky’s pessimism. While Trotsky worried that
there would be no revolution from below, Deutscher explained to us why it was
coming from above.
Stalinism, Deutscher wrote, was “an amalgamation of Marxism with
the semi-barbarous and quite barbarous traditions and the primitive magic of an
essentially pre-industrial...society.” In short, Stalinism was the fulfillment
of Lenin’s famous prescription: with
barbarism we will drive barbarism out of Russia:
Under Stalinism...Russia rose to the position of the world’s
second industrial power. By fostering Russia’s industrialization and
modernization Stalinism had with its own hands uprooted itself and prepared its
‘withering away.’[12]
The backwardness of Russian society had provided the Bolsheviks
not only with a revolutionary opportunity, but also an historical advantage.
They could avail themselves of modern technologies and social theories. Instead
of relying on the anarchic impulses of capitalist investment, they could employ
the superior methods of socialist planning. The result of these inputs would be
a modern economy more efficient and productive than those of their capitalist
competitors.
According to Deutscher, in mid-century the socialist bloc, which
had hitherto provided such grief for radicals like us, was poised for a great
leap forward:
With public ownership of the means of production firmly
established, with the consolidation and expansion of planned economy, and --
last but not least -- with the traditions of a socialist revolution alive in the
minds of its people, the Soviet Union breaks with Stalinism in order to resume
its advance towards equality and socialist democracy.
The ultimate basis of this transformation was the superior
efficiency of socialist planning:
...superior efficiency necessarily translates itself, albeit
with a delay, into higher standards of living. These should lead to the
softening of social tensions, the weakening of antagonisms between bureaucracy
and workers, and workers and peasants, to the further lessening of terror, and
to the further growth of civil liberties.[13]
Deutscher wrote these words in 1957, a year in which the Soviets
celebrated the fortieth anniversary of the revolution by launching the first
space satellite into orbit. The feat dramatized the progress that had been
achieved in a single generation and heralded the end of the Soviets’ technological
“apprenticeship” to the West. The message of Sputnik to the faithful all over
the world, Deutscher predicted, was “that things may be very different for them
in the second half of the century from what they were in the first.” For forty
years, their cause had been “discredited...by the poverty, backwardness, and
oppressiveness of the first workers’ state.” But that epoch was now coming to an
end. With the industrial leap heralded by Sputnik, they might look forward to a
time when the appeal of Communism would be “as much enhanced by Soviet wealth
and technological progress as the attraction of bourgeois democracy has in our
days been enhanced by the fact that it has behind it the vast resources of the
United States.”[14]
This was the vision of the socialist future that the Soviet
leadership itself promoted. In 1961, Khrushchev boasted that the socialist
economy would “bury” its capitalist competitors and that by 1980 the Soviet
Union would overtake the United States in economic output and enter the stage of
“full communism,” a society of true abundance whose principle of distribution
would be “from each according to his ability to each according to his
needs.”
As New Leftists, we took Khrushchev’s boast with a grain of
salt. The Soviet Union was still a long way from its Marxist goals. Moreover, as
Deutscher had warned, any future Soviet progress might be “complicated, blurred,
or periodically halted by the inertia of Stalinism, by war panics, and, more
basically, by the circumstance that the Soviet Union still remains in a position
of overall economic inferiority vis-à-vis its American antipode.”[15] Actual socialism
was still a myth that Stalinism had created. But it had a redeeming dimension:
the myth had helped “to reconcile the Soviet masses to the miseries of the
Stalin era” and Stalinist ideology had helped “to discipline morally both the
masses and the ruling group for the almost inhuman efforts which assured the
Soviet Union’s spectacular rise from backwardness and poverty to industrial
power and greatness.”[16]
To us, Deutscher’s sober assessment was even more intoxicating
than the Khrushchev myth. Its mix of optimism and “realism” became the
foundation of our political revival. The turn Marxism had taken in 1917,
creating a socialist economy within a totalitarian state, had posed a seemingly
insoluble riddle. How could socialist progress be reconciled with such a stark
retreat into social darkness? What did this portend for Marx’s insight that the
mode of production determined the architecture of social relations? Building on
Trotsky’s prior analysis, Deutscher pointed to what seemed to be the only way
out of the dilemma that would preserve our radical faith.
And no doubt that is why, thirty years later, even as the
tremors of glasnost and perestroika were unhinging the empire
that Communists had built, you returned to Deutscher’s prophecy as a
revolutionary premise. “Much that is happening in the Soviet Union [you wrote in
The Socialist Register 1988]
constitutes a remarkable vindication of [Deutscher’s] confidence that powerful
forces for progressive change would eventually break through seemingly
impenetrable barriers.”[17]
Nothing could more clearly reveal how blind your faith has made
you. To describe the collapse of the Soviet Empire as a vindication of
Deutscher’s prophecies (and thus the Marxist tradition that underpins them) is
to turn history on its head. We are indeed witnessing a form of “revolution from
above” in the Soviet Union, but it is a revolution that refutes Deutscher and Marx. The events of the past years
are not a triumph for socialism. The rejection of planned economy by the leaders
of actually existing socialist society, the pathetic search for the elements of
a rule of law (following the relentless crusades against “bourgeois rights”),
the humiliating admission that the military superpower is in all other respects
a third world nation, the incapacity of the socialist mode of production to
enter the technological future and the unseemly begging for the advanced
technology that it has stolen for decades from the capitalist West -- all this
adds up to a declaration of socialism’s utter bankruptcy and historic defeat.
This bankruptcy is not only moral and political, as before, but now economic as
well.
It is precisely this economic bankruptcy that Deutscher did not
foresee, and that forecloses any possibility of a socialist revival. For all of
these post-Khrushchev decades, that revival has been premised on the belief in
the superiority of socialist economics. This is the meaning of the
claim, so often repeated in Leftist quarters, that the “economic rights” and
“substantive freedoms” of socialist states took precedence over the political rights and merely procedural freedoms guaranteed by the
capitalist West. Faith in the socialist future had come to rest on the
assumption that abundance would eventually flow from the cornucopia of socialist
planning and that economic abundance would then lead to political deliverance --
the Deutscherian thesis.
In our New Left fantasies the political nightmare of the
socialist past was to be redeemed by the deus ex machina of socialist plenty. The
present economic bankruptcy of the Soviet bloc puts this faith finally to rest
and brings to an end the socialist era in human history.
This is the reality you have not begun to face.
It is important to understand this reality, which signals the
close of an historical era. But this can be accomplished only if we do not deny
the history we have lived. You can begin this retrieval of memory by recalling
your critique of Kolakowski ten years ago, which set down the terms of your
defense of the cause to which we were all so dedicated.
Your complaint against Kolakowski, you remember, was that in
demolishing the edifice of Marxist theory he had slighted the motives of those
who embraced it and thus failed to explain its ultimate appeal. Kolakowski had
portrayed Marxism as the secular version of a religious quest that went back to
the beginning of human history: how to reconcile contingent human existence to
an essence from which it was estranged -- how to return humanity to its true
self. For Kolakowski, Marxism was the messianic faith of a post-religious world.
Naturally, such an explanation would be insulting to you. You rejected it as
“superficial,” inadequate (you said) to explain Marxism’s attraction to “so many
gifted people.” In your view, Marxism’s appeal was not to those hungry for
religious answers, but to people who responded to the call “to oppose great
evils and to create conditions for a different kind of world, from which such
evils would be banished.” The call to fight these evils was the crucial factor
in enlisting people in the cause of the Left, and you named them: “exploitation,
poverty and crisis, war and the threat of war, imperialism and fascism, the
crimes of the ruling classes.”[18]
Let us pass for a moment over the most dramatic of these evils
-- exploitation, crisis, war, imperialism, fascism, and the crimes of “ruling
classes,” including the vast privileges of the nomenklatura -- from which you will
agree Marxist societies themselves have not been free since their creation. Let
us consider, rather, the simple poverty of ordinary people, whose redress was
the most fundamental premise of the revolutionary plan. Let us look at what has
been revealed by glasnost about the
quality of the ordinary lives of ordinary people after 70 years of socialist
effort -- not forgetting that 40 million human beings (the figure is from
current Soviet sources) were exterminated to make possible this revolutionary
achievement.
Official statistics released during glasnost indicate that after 70 years of
socialist development 40% of the Soviet population and 79% of its older citizens
live in poverty.[19] (Of course,
judged by the standards of “exploitative” capitalist systems, the entire Soviet
people live in a state of poverty.)
Thus, the Soviet Union’s per capita income is estimated by
Soviet economists as about one-seventh that of the United States, somewhere on a
par with Communist China.[20]
In the Soviet Union in 1989 there was rationing of meat and
sugar, in peacetime; the rations
revealed that the average intake of red meat for a Soviet citizen was half of what it had been for a subject
of the Czar in 1913. At the same time, a vast supermarket of fruits, vegetables
and household goods, available to the most humble inhabitant of a capitalist
economy, was permanently out of stock and thus out of reach for the people of
the socialist state. Indeed, one of the principal demands of a Siberian miners’
strike in 1989 was for an item as mundane and basic to a sense of personal
well-being as a bar of soap. In a land of expansive virgin forests, there was a
toilet paper shortage. In an industrial country with one of the harshest and
coldest climates in the world, two-thirds of the households had no hot water,
and a third had no running water at all. Not only was the construction of
housing notoriously shabby, but space was so scarce, according to the government
paper, Izvestia, that a typical
working class family of four was forced to live for 8 years in a single 8x8 foot
room, before marginally better accommodation became available. The housing
shortage was so acute that at all times 17% of Soviet families had to be
physically separated for want of adequate space.
After 50 years of socialist industrialization, the Soviet
Union’s per-capita output of non-military goods and services placed it somewhere
between 50th and 60th among the nations of the world. More
manufactured goods were exported annually by Taiwan, Hong Kong, South Korea or
Switzerland, while blacks in apartheid South Africa owned more cars per capita
than did citizens of the socialist state. The only area of consumption in which
the Soviets excelled was the ingestion of hard liquor. In this they led the
world by a wide margin, consuming 17.4 liters of pure alcohol or 43.5 liters of
vodka per person per year, which was five times what their forebears had
consumed in the days of the Czar. At the same time, the average welfare mother
in the United States received more income in a month, than the average Soviet
worker could earn in a year.
Nor was the general deprivation confined to households and
individual consumption. The “public sector” was equally desolate. In the name of
progress, the Soviets devastated the environment to a degree unknown in other
industrial states. More than 70% of the Soviet atmosphere was polluted with five
times the permissible limit of toxic chemicals, and thousands of square miles of
the Soviet land mass was poisoned by radiation. Thirty percent of all Soviet
foods contained hazardous pesticides and six million acres of productive
farmland were lost to erosion. More than 130 nuclear explosions had been
detonated in European Russia for geophysical investigations to create
underground pressure in oil and gas fields, or just to move earth for building
dams. The Aral Sea, the world’s largest inland body of water, was dried up as
the result of a misguided plan to irrigate a desert. Soviet industry operated
under no controls and the accidental spillage of oil into the country’s
eco-systems took place at the rate of nearly a million barrels a day.[21]
Even in traditional areas of socialist concern, the results were
catastrophic. Soviet spending on health was the lowest of any developed nation
and basic health conditions were on a level with those in the poorest of third
world countries. A third of the hospitals had no running water, the training of
medical personnel was poor, equipment was primitive and medical supplies scarce.
(US expenditures on medical technology alone were twice as much as the entire
Soviet health budget.) The bribery of doctors and nurses to get decent medical
attention and even amenities like blankets in Soviet hospitals was not only
common, but routine. So backward was Soviet medical care, 30 years after the
launching of Sputnik, that 40% of the Soviet Union’s pharmacological drugs had
to be imported, and much of these were lost to spoilage due to primitive and
inadequate storage facilities. Bad as these conditions were generally, in the
ethnic republics they were even worse. In Turkmenia, fully two-thirds of the
hospitals had no indoor plumbing. In Uzbekistan, 50% of the villages were
reported to have no running water and 93% no sewers. In socialist Tadjikistan,
according to a report in Izvestia,
only 25-30% of the schoolchildren were found to be healthy. As a result of bad
living conditions and inadequate medical care, life expectancy for males
throughout the Soviet Union was 12 years less than for males in Japan and 9
years less than in the United States -- and less for Soviet males themselves
than it had been in 1939.
Educational conditions were no less extreme. “For the country as
a whole,” according to one Soviet report, “21 percent of pupils are trained at
school buildings without central heating, 30 percent without water piping and 40
percent lacking sewerage.”[22] In other words,
despite sub-zero temperatures, the socialist state was able to provide schools
with only outhouse facilities for nearly half its children. Even at this
impoverished level, only 9 years of secondary schooling were provided on
average, compared to 12 years in the United States, while only 15 percent of
Soviet youth were able to attend institutions of higher learning compared to 34
percent in the U.S.
Education, housing and health were the areas traditionally
emphasized by socialist politics because they affect the welfare of a people and
the foundations of its future. In Deutscher’s schema, Soviet schools (“the
world’s most extensive and modern education system,” as he described it) were
the keys to its progressive prospect. But, as glasnost revealed, Soviet spending on
education had declined in the years since Sputnik (while US spending tripled).
By the 1980s it was evident that education was no more exempt from the
generalized poverty of socialist society than other non-military fields of
enterprise. Seduced by Soviet advances in nuclear arms and military showpieces
like Sputnik, Deutscher labored under the illusion of generations of the Left.
He too believed that the goal of revolutionary power was something else than
power itself.
For years the Left had decried the collusion between corporate
and military interests in the capitalist West. But all that time the entire socialist economy was little more
than one giant military industrial complex. Military investment absorbed 25% of
the Soviet gross product (compared to only 6% in the United States) and military
technology provided the only product competitive for export. Outside the
military sector, as glasnost
revealed, the vaunted Soviet industrial achievement was little more than a
socialist mirage -- imitative, archaic, inefficient, and one-sided. It was
presided over by a sclerotic nomenklatura of state planners, which
was incapable of adjusting to dynamic technological change. In the Thirties, the
political architects of the Soviet economy had over-built a heavy industrial
base, and then as if programmed by some invisible bureaucratic hand, had rebuilt
it again and again.
Straitjacketed by its central plan, the socialist world was
unable to enter the “second industrial revolution” that began to unfold in
countries outside the Soviet bloc after 1945. By the beginning of the 1980s the
Japanese already had 13 times the number of large computers per capita as the
Soviets and nearly 60 times the number of industrial robots (the U.S. had three
times the computer power of the Japanese themselves). “We were among the last to
understand that in the age of information sciences the most valuable asset is
knowledge, springing from human imagination and creativity,” complained Soviet
President Gorbachev in 1989. “We will be paying for our mistake for many years
to come.”[23] While capitalist
nations (including recent “third world” economies like South Korea) were soaring
into the technological future, Russia and its satellites, caught in the
contradictions of an archaic mode of production, were stagnating into a decade
of zero growth, becoming economic anachronisms or what one analyst described as
“a gigantic Soviet socialist rust belt.”[24] In the 1980s the
Soviet Union had become a military super-power, but this achievement bankrupted
its already impoverished society in the process.
Nothing illustrated this bankruptcy with more poignancy than the
opening of a McDonald’s fast-food outlet in Moscow about the time the East
Germans were pulling down the Berlin Wall. In fact, the semiotics of the two
were inseparable. During the last decades of the Cold War, the Wall had come to
symbolize the borders of the socialist world, the Iron Curtain that held its
populations captive against the irrepressible fact of the superiority of the
capitalist societies in the West. When the Wall was breached, the terror was
over, and with it the only authority ever really commanded by the socialist
world.
The appearance of the Moscow McDonald’s revealed the prosaic
truth that lay behind the creation of the Wall and the bloody epoch that it had
come to symbolize. Its Soviet customers gathered in lines whose length exceeded
those waiting outside Lenin’s tomb, the altar of the revolution itself. Here,
the capitalist genius for catering to the ordinary desires of ordinary people
was spectacularly displayed, along with socialism’s relentless unconcern for the
needs of common humanity. McDonald’s executives even found it necessary to
purchase and manage their own special farm in Russia, because Soviet potatoes --
the very staple of the people’s diet -- were too poor in quality and unreliable
in supply. On the other hand, the wages of the Soviet customers were so
depressed that a hamburger and fries was equivalent in rubles to half a day’s
pay. And yet this most ordinary of pleasures -- the bottom of the food chain in
the capitalist West -- was still such a luxury for Soviet consumers that to them
it was worth a four hour wait and a four hour wage.
Of all the symbols of the epoch-making year, this was perhaps
the most resonant for leftists of our generation. Impervious to the way the
unobstructed market democratizes wealth, the New Left had focused its social
scorn precisely on those plebeian achievements of consumer capitalism, that
brought services and goods efficiently and cheaply to ordinary people. Perhaps
the main theoretical contribution of our generation of New Left Marxists was an
elaborate literature of cultural criticism made up of sneering commentaries on
the “commodity fetishism” of bourgeois cultures and the “one-dimensional”
humanity that commerce produced. The function of such critiques was to make its
authors superior to the ordinary liberations of societies governed by the
principles of consumer sovereignty and market economy. For New Leftists, the
leviathans of post-industrial alienation and oppression were precisely these
“consumption-oriented” industries, like McDonald’s, that offered inexpensive
services and goods to the working masses -- some, like the “Sizzler”
restaurants, in the form of “all you can eat” menus that embraced a variety of
meats, vegetables, fruits and pastries virtually unknown in the Soviet bloc.
These mundane symbols of consumer capitalism revealed the real
secret of the era that was now ending, the reason why the Iron Curtain and its
Berlin Walls were necessary, why the Cold War itself was an inevitable
by-product of socialist rule: In 1989, for two hour’s labor at the minimum wage,
an American worker could obtain, at a corner “Sizzler,” a feast more opulent,
more nutritionally rich and gastronomically diverse than anything available to
almost all the citizens of the socialist world (including the elite) at almost
any price.
In the
counter-revolutionary year 1989, on the anniversary of the Revolution, a group
of protesters raised a banner in Red Square that summed up an epoch: Seventy Years On The Road To Nowhere.
They had lived the socialist future and it didn’t work.
This epic of
human futility reached a climax the same year, when the socialist state formally
decided to return the land it had taken from its peasants half a century before.
The collectivization of agriculture in the Thirties had been the very first
pillar of the socialist Plan and one of the bloodiest episodes of the
revolutionary era. Armies were dispatched to the countryside to confiscate the
property of its recalcitrant owners, conduct mass deportations to the Siberian
gulag, liquidate the “kulaks” and herd the survivors into the collective farms
of the Marxist future.
In this
“final” class struggle, no method was considered too ruthless to midwife the new
world from the old. “We are opposed by everything that has outlived the time set
for it by history” wrote Maxim Gorky in the midst of battle: “This gives us the
right to consider ourselves again in a state of civil war. The conclusion
naturally follows that if the enemy does not surrender, he must be destroyed.”
The destruction of the class enemy -- the most numerous and productive element
of Soviet society at the time -- was accomplished by massacres, by slow deaths
in concentration camps and by deliberately induced genocidal famine. In the end,
over 10 million people were killed, more than had died on all sides in World War
I.[25]
But the new
serfdom the Soviet rulers imposed in the name of liberation only destroyed the
peasants’ freedom and incentive, and thus laid the foundations of the final
impasse. Before collectivization, Russia had been the “breadbasket of Europe,”
supplying 40% of the world’s wheat exports in the bumper years 1909 and 1910.[26] But socialism
ended Russia’s agrarian plenty and created permanent deficits -- not merely the
human deficit of those who perished because of Stalinist brutalities during the
collectivization, but a deficit in grain that would never be brought to harvest
because of the brutality inherent in the socialist idea. Half a century after
the socialist future had been brought to the countryside, the Soviet Union had
become a net importer of grain,
unable to produce enough food to feed its own population.
These deficits
eventually forced the state to allow a portion of the crop to be sold on the
suppressed private market. Soon, 25% of Soviet grain was being produced on the
3% of the arable land reserved for private production. Thus necessity had
compelled the Soviet rulers to create a dramatic advertisement for the system
they despised. They had rejected the productive efficiencies of the capitalist
system as exploitative and oppressive. Yet, the socialist redistribution of
wealth had produced neither equity nor justice, but scarcity and waste. At the
end of the 1980s, amidst growing general crisis, Soviet youth were using bread
as makeshift footballs because its price had been made so low (to satisfy the demands of social equity)
that it was now less than the cost of the grain to produce it. This was a
microcosm of socialist economy. Irrational prices, bureaucratic chaos, and
generalized public cynicism (the actually existing socialist ethos in all
Marxist states) had created an environment in which 40% of the food crop was
lost to spoilage before ever reaching the consumer. And so, half a century after
10 million people had been killed to “socialize the countryside,” those who had
expropriated the land were giving it back.
The road to nowhere had become a detour. (Soviet joke: What is socialism? The longest
road from capitalism to capitalism.) Now the Soviet rulers themselves had
begun to say that it had all been a horrible “mistake.” Socialism did not work.
Not even for them.
Of all the scenarios of the Communist gotterdammerung, this denouement had
been predicted by no one. Ruling classes invariably held fast to the levers of
their power. They did not confess their own bankruptcy and then proceed to
dismantle the social systems that sustained their rule, as this one had. The
reason for the anomaly was this: the creators and rulers of the Soviet Union had
indeed made a mistake. The system did not work, not even in terms of sustaining
the power of its ruling class.
The close of the Soviet drama was unpredicted because the very
nature of the Soviet Union was without precedent. It was not an organic
development, but an artificial creation -- the first society in history to be
dreamed up by intellectuals and constructed according to plan. The crisis of
Soviet society was not so much a traditional crisis of legitimacy and rule, as
it was the crisis of an idea -- a
monstrously wrong idea that had been imposed on society by an intellectual
elite; an idea so passionately believed and yet so profoundly mistaken, that it
had caused more human misery and suffering than any single force in history
before.
This suffering could not be justified by the arguments of the
Left that the revolutionary changes were “at least an improvement on what
existed before.” Contrary to the progressive myth that radicals invented to
justify their failures, Czarist Russia was not a merely pitiful, semi-barbaric
state, when the socialists seized power. By 1917, Russia was already the
4th industrial power in the world. Its rail networks had tripled
since 1890, and its industrial output had increased by three-quarters since the
century began. Over half of all Russian children between eight and eleven years
of age were enrolled in schools, while 68% of all military conscripts had been
tested literate. A cultural renaissance was underway in dance, painting,
literature and music, the names Blok, Kandinsky, Mayakovsky, Pasternak,
Diaghelev, Stravinsky were already figures of world renown. In 1905 a
constitutional monarchy with an elected parliament had been created, in which
freedom of the press, assembly and association were guaranteed, if not always
observed. By 1917, legislation to create a welfare state, including the right to
strike and provisions for workers’ insurance was already in force and -- before
it was dissolved by Lenin’s Bolsheviks -- Russia’s first truly democratic
democratic parliament had been convened.[27]
The Marxist Revolution destroyed all this, tearing the Russian
people out of history’s womb and robbing whole generations of their minimal
birthright, the opportunity to struggle for a decent life. Yet even as this
political abortion was being completed and the nation was plunging into its
deepest abyss, the very logic of revolution forced its leaders to expand their
Lie: to insist that the very nightmare they had created was indeed the kingdom
of freedom and justice the revolution had promised.
It is in this bottomless chasm between reality and promise that
our own argument is finally joined. You seek to separate the terror-filled
actualities of the Soviet experience from the magnificent harmonies of the
socialist dream. But it is the dream itself that begets the reality, and
requires the terror. This is the revolutionary paradox you want to ignore.
Isaac Deutscher had actually appreciated this revolutionary
equation, but without ever comprehending its terrible finality. The second
volume of his biography of Trotsky opens with a chapter he called “The Power and
The Dream.” In it, he described how the Bolsheviks confronted the situation they
had created: “When victory was theirs at last, they found that revolutionary
Russia had overreached herself and was hurled down to the bottom of a horrible
pit.” Seeing that the revolution had only increased their misery, the Russian
people began asking: “Is this...the realm
of freedom? Is this where the great leap has taken us?” The leaders of the
Revolution could not answer. “[While] they at first sought merely to conceal the
chasm between dream and reality [they] soon insisted that the realm of freedom
had already been reached -- and that it lay there at the bottom of the pit. ‘If
people refused to believe, they had to be made to believe by force.’”[28]
So long as the revolutionaries continued to rule, they could not
admit that they had made a mistake. Though they had cast an entire nation into a
living hell, they had to maintain the liberating truth of the socialist idea.
And because the idea was no longer believable, they had to make the people
believe by force. It was the socialist idea that created the terror.
Because of the nature of its political mission, this terror was
immeasurably greater than the repression it replaced. Whereas the Czarist police
had several hundred agents at its height; the Bolshevik Cheka began its career with several
hundred thousand. Whereas the Czarist
secret police had operated within the framework of a rule of law, the Cheka (and its successors) did not. The
Czarist police repressed extra-legal opponents of the political regime. To
create the socialist future, the Cheka targeted whole social categories
-- regardless of individual behavior or attitude -- for liquidation.
The results were predictable. “Up until 1905,” wrote Aleksander
Solzhenitsyn, in his monumental record of the Soviet gulag, “the death penalty was an
exceptional measure in Russia.” From 1876 to 1904, 486 people were executed or
seventeen people a year for the whole country (a figure which included the
executions of non-political criminals). During the years of the 1905 revolution
and its suppression, “the number of executions rocketed upward, astounding
Russian imaginations, calling forth tears from Tolstoy and...many others; from
1905 through 1908 about 2,200 persons were executed---forty-five a month. This,
as Tagantsev said, was an epidemic of
executions. It came to an abrupt end.”[29]
But then came the Bolshevik seizure of power: “In a period of
sixteen months (June 1918 to October 1919) more than sixteen thousand persons
were shot, which is to say more than one
thousand a month.” These executions, carried out by the Cheka without trial and by revolutionary
tribunals without due process, were executions of people exclusively accused of
political crimes. And this was only a drop in the sea of executions to come. The
true figures will never be known, but in the two years 1937 and 1938, according
to the executioners themselves, half a million ‘political prisoners’ were shot,
or 20,000 a month.
To measure these deaths on an historical scale, Solzhenitsyn
also compared them to the horrors of the Spanish Inquisition, which during the
80 year peak of its existence, condemned an average of 10 heretics a month.[30] The difference
was this: The Inquisition only forced unbelievers to believe in a world unseen;
Socialism demanded that they believe in the very Lie that the revolution had
condemned them to live.
The author of our century’s tragedy is not Stalin, nor even
Lenin. Its author is the political Left that we belonged to, that was launched
at the time of Gracchus Babeuf and the Conspiracy of the Equals, and that has
continued its assault on bourgeois order ever since. The reign of socialist
terror is the responsibility of all those who have promoted the Socialist idea,
which required so much blood to implement, and then did not work in the end.
But if socialism was a mistake, it was never merely innocent in
the sense that its consequences could not have been foreseen. From the very
beginning, before the first drop of blood had ever been spilled, the critics of
socialism had warned that it would end in tyranny and that economically it would
not work. In 1844, Marx’s collaborator Arnold Ruge warned that Marx’s dream
would result in “a police and slave state.” And in 1872, Marx’s arch rival in
the First International, the anarchist Bakunin, described with penetrating
acumen the political life of the future that Marx had in mind:
This government will not content itself with administering and
governing the masses politically, as all governments do today. It will also
administer the masses economically, concentrating in the hands of the State the
production and division of wealth, the cultivation of land,...All that will
demand...the reign of scientific
intelligence, the most aristocratic, despotic, arrogant, and elitist of all
regimes. There will be a new class, a new hierarchy...the world will be divided
into a minority ruling in the name of knowledge, and an immense ignorant
majority. And then, woe unto the mass of ignorant ones![31]
If a leading voice in Marx’s own International could see with
such clarity the oppressive implications of his revolutionary idea, there was no
excuse for the generations of Marxists who promoted the idea even after it had
been put into practice and the blood began to flow. But the idea was so
seductive that even Marxists who opposed Soviet Communism, continued to support
it, saying this was not the actual socialism that Marx had in mind, even though
Bakunin had seen that it was.
So powerful was the socialist idea that even those on the Left
who took their inspiration from Bakunin rather than Marx and later opposed the
Communists, could not bring themselves to defend the democratic societies of the
capitalist West that the Marxists had put under siege. Like Bakunin, they were
sworn enemies of capitalism, the only industrial system that was democratic and
that worked. Yet their remedy for its deficiencies -- abolishing private
property and the economic market -- would have meant generalized poverty and
revolutionary terror as surely as the statist fantasies of Marx. By promoting
the socialist idea of the future and by participating in the war against the
capitalist present, these non-Marxist soldiers of the political Left became
partners in the very tragedy they feared.
Of all Marx’s critics, it was only the partisans of bourgeois
order who understood the mistake that socialists had made and thus appreciated
the only practical, and therefore real, social bases of human freedom: Private
property and economic markets. In 1922, as the Bolsheviks completed the
consolidation of their political power, the Austrian economist Ludwig Von Mises
published his classic indictment of the socialist idea and its destructive
consequences. Von Mises already knew that socialism could not work and that no
amount of bloodshed and repression could prevent its eventual collapse. “The
problem of economic calculation,” he wrote, “is the fundamental problem of
socialism” and cannot be solved by socialist means. “Everything brought forward
in favor of Socialism during the last hundred years,...all the blood which has
been spilt by the supporters of socialism, cannot make socialism workable.”
Advocates of socialism might continue “to paint the evils of Capitalism in lurid
colors” and to contrast them with an enticing picture of socialist blessings,
“but all this cannot alter the fate of the socialist idea.”[32] Von Mises’
thesis was elaborated and extended by the former socialist Friederich Von Hayek,
who argued that the information conveyed through the price system was so complex
and was changing so dynamically, that no planning authority, even with the aid
of the most powerful computers conceivable, could ever succeed in replacing the
market.[33]
Across the vast empire of societies that have put the socialist
idea to the test, its fate is now obvious to all. Von Mises, Hayek, Polanyi, and
the other prophets of capitalist economy are now revered throughout the Soviet
bloc, even as the names of Marx, Lenin and Trotsky are despised. Their works --
once circulated only in samizdat --
were among the first of glasnost to
be unbanned. Yet, in the socialist and Marxist press in the West, in articles
like yours and in the efforts of your comrades to analyze the “meaning” of the
Communist crisis, the arguments of the capitalist critics of socialism, who long
ago demonstrated its impossibility and who have now been proven correct, are
nowhere considered. As if they had never been made.
For socialists, like you, to confront these arguments would be
to confront the lesson of the history that has passed: The socialist idea has
been in its consequences, one of the worst and most destructive fantasies to
ever have taken hold of the minds of men.
And it is the idea
that Marx conceived. For 200 years, the Promethean project of the Left has been
just this: To abolish property and overthrow the market, and thereby to
establish the reign of reason and justice embodied in a social plan. “In Marxist
utopianism, communism is the society in which things are thrown from the saddle
and cease to ride mankind. Men struggle free from their own machinery and subdue
it to human needs and definitions.” That is Edward Thompson’s summary of Marx’s
famous text in the first volume of Capital:
The life-process of society, which is based on the process of
material production, does not strip off its mystical veil until it is treated as
production by freely associated men, and is consciously regulated by them in
accordance with a settled plan.[34]
The “fetishism of commodities” embodied in the market is, in
Marx’s vision, the economic basis of the alienation at the heart of man’s
estate: “a definite social relation between men, that assumes, in their eyes,
the fantastic form of a relation between things.”[35] The aim of
socialist liberation is humanity’s re-appropriation of its own activity and its
own product -- the reappropriation of man by man -- that can only be achieved
when private property and the market are replaced by a social plan.
The slogan Marx inscribed on the banners of the Communist
future, “from each according to his ability to each according to his need,” is
but an expropriated version of Adam Smith’s Invisible Hand under which the
pursuit of individual interest leads to the fulfillment of the interests of all.
But in the socialist future there is no market to rule over individual human
passions and channel self-interest into social satisfaction, just as there is no
rule of law to protect individual rights from the passions that rule the state.
There is only the unmediated power of the socialist vanguard exercised from the
sanctuary of its bureaucratic throne.
All the theorizing about socialist liberation comes down to
this: The inhabitants of the new society will be freed from the constraints of
markets and the guidelines of tradition and bourgeois notions of a rule of law.
They will be masters in their own house and makers of their own fate. But this
liberation is, finally, a Faustian bargain. Because it will not work. Moreover,
the effort to make it work will create a landscape of human suffering greater
than any previously imagined.
Towards the end of his life, our friend Isaac Deutscher had a
premonition of the disaster that has now overtaken the socialist Left. In the
conclusion to the final volume of his Trotsky trilogy, The Prophet Outcast, he speculated on
the fate that would befall his revolutionary hero if the socialist project
itself should fail:
If the view were to be taken that all that the Bolsheviks aimed
at -- socialism -- was no more than a fata morgana, that the revolution merely
substituted one kind of exploitation and oppression for another, and could not
do otherwise, then Trotsky would appear as the high priest of a god that was
bound to fail, as Utopia’s servant mortally entangled in his dreams and
illusions.
But Deutscher did not have the strength to see the true
dimensions of the catastrophe that socialism had in store. Instead, his realism
only served to reveal the depths of self-delusion and self-justifying
romanticism that provide sustenance for the Left. Even if such a failure were to
take place, he argued, the revolutionary hero, “would [still] attract the
respect and sympathy due to the great utopians and visionaries...
Even if it were true that it is man’s fate to stagger in pain and blood from defeat to defeat and to throw off one yoke only to bend his neck beneath another---even then man’s longings for a different destiny would still, like pillars of fire, relieve the darkness and gloom of the endless desert through which he has been wandering with no promised land beyond.[36]
This is the true self-vision of the Left: An army of saints on
the march against injustice, lacking itself the capacity for evil. The Left sees
its revolutions as pillars of fire that light up humanity’s deserts, but burn no
civilizations as they pass. It lacks the ability to make the most basic moral
accounting, the awareness that the Marxes, Trotskys, and Lenins immeasurably
increased the suffering of humanity, and destroyed even those blooms existing
civilizations had managed to put forth.
Without socialism, the peoples of the Russian Empire, might have
moved into the forefront of the modern industrial world (as the Japanese have)
without the incalculable human cost. Instead, even the most productive of the
Soviet satellites, East Germany, once the Prussian powerhouse of European
industrialism, is now condemned to a blighted economic standard below that of
Italy, South Korea or Spain.
Consider the history of our century. On whose heads does the
responsibility lie for all the blood that was shed to make socialism possible?
If the socialist idea is a chimera and the revolutionary path a road to nowhere,
can the revolutions themselves be noble or innocent even in intention? Can they
be justified by the lesser but known evils they sought to redress? In every
revolutionary battle in this century, the Left has been a vanguard without a
viable future to offer, whose only purpose was to destroy whatever civilization
actually existed.
Consider: If no one had believed Marx’s idea, there would have
been no Bolshevik Revolution and Russia might have evolved into a modern
democracy and industrial state; Hitler would not have come to power; there would
have been no cold war. It is hard not to conclude that most of the bloodshed of
the 20th Century might not have taken place. For seventy years the
revolutionary Left put its weight on one side in the international civil war
that Lenin had launched, and against the side that promoted human freedom and
industrial progress. And it did so in the name of an idea that could not
work.
The communist idea is not the principle of the modern world, as
Marx supposed, but its anti-principle, the reactionary rejection of political
individualism and the market economies of the liberal West. Wherever the
revolutionary Left has triumphed, its triumph has meant economic backwardness
and social poverty, cultural deprivation and the loss of political freedom for
all those unfortunate peoples under its yoke.
This is the real legacy of the Left of which you and I were a
part. We called ourselves progressives, and others did as well; but we were the
true reactionaries of the modern world whose first era has now drawn to a
close.
The iron curtain that divided the prisoners of socialism from
the free men and women of the West has now been torn down. The iron curtain that
divides us remains. It is the utopian dream that is so destructive and that you
refuse to give up.
Your ex-comrade,
David
[1] Ralph Miliband, an English
Marxist, author of Parliamentary
Socialism and other works, who was my mentor during the years I was in
England 1963-1967
[2]The Holy
Family
[3]Marx, Economic and Philosophical
Manuscripts.
[4] “The Crisis of
Communist Regimes,” New Left Review
September-October 1989. As New Left professor Michael Burawoy actually wrote in
a special issue of Socialist Review:
“Marxism is dead, long live Marxism!” Now
What? Responses to Socialism's Crisis of Meaning, Volume 20 No. 2 April-June
1990.
[5] In commenting on
the “sharpness of tone” in your review of Kolakowski’s trilogy on Marxism you
explained: “I think this is in part attributable to a strong personal sense of
disappointment at Kolakowski’s political evolution. I have known Kolakowski
since the fraught days of 1956 and have always thought him to be a man of
outstanding integrity and courage, with a brilliant and original mind. His
turning away from Marxism and, as I see it, from socialism has been a great boon
to the reactionary forces of which he was once the dedicated enemy, and a great
loss to the socialist cause, of which he was once the intrepid champion. I felt
that loss very keenly...” Ralph Miliband, Class Power & State Power, Political
Essays. London 1983 pp. 226-7
[6] Kolakowski, “The
Priest and the Jester” (1959) in Towards
a Marxist Humanism.
[7] Leszek Kolakowski,
Main Currents of Marxism, 3 vols.
Oxford University Press Oxford 1978
[8] “Kolakowski’s
Anti-Marx,” Political Studies, vol.
XXIX, no. 1 (1981). Kolakowski's reply, “Miliband’s Anti-Kolakowski,” is printed
in the same issue. A revised version of Miliband's review is printed in Ralph
Miliband, Class Power and State
Power, op. cit.
[9] “At the core of
Marxist politics, there is the notion of conflict [as]...civil war conducted by
other means. [Social conflict] is not a matter of ‘problems’ to be ‘solved’ but
of a state of domination and subjection to be ended by a total transformation of
the conditions which give rise to it.” Ralph Miliband, Marxism and Politics, Oxford 1977, p.
17
[10] Cited in
Thompson, Poverty of Theory, p. 345
For Kolakowski’s analysis of the impossibility of non-totalitarian Marxist
socialism, see “The Myth of Human Self-Identity” in Stuart Hampshire ed. The Socialist Idea, NY 1973 For
Thompson’s scholastic response to this argument, see Thompson op. cit.
[11] L. Trotsky, In Defence of Marxism. Cited in Isaac
Deutscher, The Prophet Outcast,
Oxford 1963 p. 468
[12] Isaac Deutscher,
“The Meaning of De-Stalinization,” Ironies of History, Oxford 1966 p.21 Cf.
Deutscher, The Prophet Outcast,
Oxford 1963 p. 521: “Through the forcible modernization of the structure of
society Stalinism had worked towards its own undoing and had prepared the ground
for the return of classical Marxism.” Lenin cited in Kolakowski, op. cit. Vol.
II, p. 486
[13] Ironies of History, op. cit.
p.58
[14] Deutscher, Ironies of History, op cit. “Four
Decades of the Revolution,” p. 58
[15] Ibid. p.
58
[16] “The Irony of
History in Stalinism” (1958) in Ironies
of History, Oxford 1966.
[17] Socialist Register 1988 “Problems of
Socialist Renewal: East and West”.
[18] “Kolakowski’s
Anti-Marx,” op. cit.
[19] Zbigniew
Brzezinski, The Grand Failure, NY
1989 p. 237 For facts about Soviet society cited below cf. also “Social and
Economic Rights in the Soviet Bloc,” special issue of Survey, August 1987. Richard Pipes,
“Gorbachev’s Russia: Breakdown or Crackdown?” Commentary, March 1990 Walter Laqueur,
The Long Road to Freedom, Russia and
Glasnost, NY 1989. Wall Street
Journal, June 28, 1989.
[20] Robert Heilbroner, “After
Communism,” The New Yorker, September
10, 1990
[21] “No other great industrial
civilization so systematically ands so long poisoned its air, land, water and
people. None so loudly proclaiming its efforts to improve public health and
protect nature so degraded both. And no advanced society faced such a bleak
political and economic reckoning with so few resources to invest toward
recovery.” Murray Feshbach and Alfred Friendly Jr., Ecocide in the USSR. NY Basic
Books
[22] The USSR in Figures for 1987 p.
254
[23] Figures from
Brzezinski, op. cit. p. 36 and George Gilder, “The American 80’s” in Commentary September 1990 Gorbachev
cited by Gilder
[24] Z (Martin Malia),
“To the Stalin Mausoleum,” Daedalus,
Winter 1990
[25] Robert Conquest,
The Harvest of Sorrow, NY 1986;
Nekrich and Heller Utopia in Power,
NY 1986
[26] John Gray,
“Totalitarianism, Reform and Civil Society,” in Totalitarianism at the Crossroads, op.
cit.
[27] Nekrich and
Heller, op. cit., pp. 15-17
[28] Isaac Deutscher,
The Prophet Unarmed, Trotsky
1921-1929, NY 1965 pp. 1-2 The internal quote refers to a passage from
Machiavelli that Deutscher had used as an epigraph to The Prophet Armed, “...the nature of the
people is variable, and whilst it is easy to persuade them, it is difficult to
fix them in that persuasion. And thus it is necessary to take such measures
that, when they believe no longer, it may be possible to make them believe by
force.”
[29]Aleksander
Solzhenitsyn, The Gulag Archipelago,
Vol. I. pp. 433 et seq.
[30] Aleksander
Solzhenitsyn, The Gulag Archipelago,
Op. cit., p. 435n.
[31] Sam Dolgoff Ed.
Bakunin On Anarchy, NY 1971 p. 319
emphasis in original
[32] Ludwig von Mises,
Socialism, Indianapolis,
1969
[33] John Gray, op. cit.;
Friederich Hayek, The Constitution of
Liberty; Law, Legislation and Liberty and other works.
[34]Karl Marx, Capital, Moscow 1961 p. 80
[35]Ibid., p.
72
[36] Deutscher, The Prophet Outcast, Oxford 1963, pp.
510-511
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